AGENT 40 / 50 · RISK, COMPLIANCE & CONTROLS

Internal Controls Agent

Tracks how many key controls have been tested and how many passed, rolling them into an overall control-effectiveness score ahead of audit.

READS FROMControls register, test evidence log

MCP SERVERCore Banking Server

MODELRouted to reasoning-tier open model

HANDS OFF TOAudit Prep Agent, Compliance Review Agent

RUN THE AGENT

Set control testing progress, generate the effectiveness score

Adjust the number of controls, how many are tested and how many passed — the effectiveness score recalculates instantly.

Total key controls 40

Controls tested 32

Controls passed 28

Of which, critical controls failed 1

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Testing coverage

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Pass rate

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Control effectiveness

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Audit readiness

HOW IT WORKS

1. Pull the controls register	Reads the key controls list and testing status from the controls register and evidence log
2. Compute coverage	Calculates what share of controls have been tested this period
3. Score effectiveness	Combines pass rate and testing coverage into an overall effectiveness score, weighted down for any critical control failures
4. Hand off	Passes the scorecard to the Audit Prep Agent ahead of external audit, or the Compliance Review Agent for remediation tracking