AGENT 43 / 50 · RISK, COMPLIANCE & CONTROLS

Compliance Review Agent

Quantifies reviewer hours saved and fines avoided from automated first-pass screening across AML, KYC and transaction alerts.

READS FROMiUL ledger, iAML alerts, iKYC records

MCP SERVERCompliance & Audit Server

MODELRouted to fast-tier model, escalates to reasoning-tier on genuine flags

HANDS OFF TOAudit Prep Agent, Internal Controls Agent

RUN THE AGENT

Set transaction volume and flag rates, generate the impact

This is a live working demo of what the agent produces — adjust volume and flag quality and it recalculates reviewer time and fines avoided instantly.

ASSUMPTIONS

Transactions reviewed / month 40000

Manual flag rate 2.5

False positive rate on flags 65

Avg fine avoided per breach caught 35000

162 hrs/mo

Reviewer hours saved

£87.7K

Annualised cost saved

£109K/yr

Est. fines avoided

350/mo

Genuine alerts escalated

Alert type	Volume / mo	Auto-cleared	Escalated

HOW IT WORKS

What the agent actually does

1. Pull alert streams	Reads transaction, AML and KYC alert volumes from iUL, iAML and iKYC
2. Auto-clear false positives	Applies pattern matching to clear low-risk flags without human review
3. Quantify the impact	Values reviewer hours saved and estimates fines avoided from genuine breaches still caught
4. Hand off	Passes escalated cases to the Audit Prep Agent and Internal Controls Agent