AGENT 54 / 11 · RETAIL & E-COMMERCE · REGULATORY RISK & COMPLIANCE

Insider Trading & Comms Monitor

Scans internal messaging and trading activity against employee trading windows and restricted lists, weighing language in context rather than flagging on keywords alone.

READS FROMInternal messaging/email, trading window calendars

MCP SERVERLegal Data Server

MODELRouted to reasoning-tier open model

HANDS OFF TOFinancial Crime AML/KYC Screener

RUN THE AGENT

Set your surveillance scope, model the review impact

Adjust employee count and flag/false-positive rates and the agent recalculates review hours saved instantly.

ASSUMPTIONS

Employees under surveillance scope 3200

Average messages / emails per employee / day 85

Baseline flag rate, keyword-based system 0.8%

Agent flag rate (context-aware) 0.35%

Share of baseline flags that are false positives 92%

Share of agent flags that are false positives 55%

Review time per flag (min) 20

Compliance analyst cost per hour (£) 65

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Review hours saved / day

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Labor savings / day

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Genuine signals surfaced / day

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False positives avoided / day

Metric	Value

HOW IT WORKS

What the agent actually does

1. Monitor communications	Scans internal messaging, email, and trading activity against employee trading windows and restricted lists.
2. Score in context	Weighs language against surrounding context and known trading windows, rather than flagging on keywords alone.
3. Filter the noise	Suppresses low-context matches — casual use of a flagged term — that a keyword system would still surface.
4. Hand off	Escalates genuine signals to compliance for investigation, and clears low-risk flags with an audit trail.